Our client, a top 5 bank in Canada, is looking for a Compliance Analyst for a 6-month contract, 1-2 days / week in office in downtown Toronto.
This is an excellent opportunity for a Compliance Analyst with a financial services background.
Responsibilities :
- Manage client complaints, including onboarding, e-file creation, and communications; ensure timely handling and regulatory notifications
- Assess, analyze, and investigate complaints; provide recommendations and responses for resolution
- Prepare documentation for regulatory and legal proceedings
- Collaborate with support units, manage email inboxes, and maintain complaint logs
- Recommend policy and procedure improvements based on complaint and regulatory feedback
Requirements :
- 3+ years' of relevant experience working for a large financial institution
- Completion of securities courses such as Canadian Securities Course, Conduct and Practices Handbook Course
- Good knowledge of Canadian regulatory and industry trends
- Experience working within FI specifically Wealth Management or Canadian Banking
- Bilingual in French and English is considered an asset
If you are qualified and interested in discussing this role in more detail, please submit your resume to Anojiha Kirupananthan at [email protected].
Cybersecurity Compliance Analyst
We are currently seeking a Cybersecurity Compliance Analyst to join our Compliance team. In this role, the successful candidate is expected to conduct branch audits across Canada to review activities related to cybersecurity governance and compliance of CI Assante Wealth Management’s independent adv...
Senior Compliance Analyst, Payroll
The Senior Analyst Global Payroll and Compliance is responsible for supporting Payroll compliance projects and initiatives to ensure data accuracy and efficiency within SAP and regulatory requirements. Supports project execution of global expansion initiatives (Global HR Transformation), providing i...
Tax Compliance Analyst
Our client, a big 5 bank, is looking for a Tax Compliance Analyst for an initial 3-month contact with a possibility of extension/conversion. Responsibilities of the Tax Compliance Analyst include the following;. ...
Senior Analyst, Risk and SOX Compliance
Senior Analyst, Risk and SOX Compliance. Reporting to the Director, SOX Compliance, this position is responsible for supporting successful implementation of internal controls over financial reporting (ICFR) frameworks and execution of the ICFR testing plan to ensure compliance with Sarbanes-Oxley (S...
Compliance and Supervision Analyst
Compliance and Supervision Analyst. Reporting to the Associate Vice-President, Supervision, the Compliance and Supervision Analyst will support the Tier 1 Supervision Managers with the Supervision program. The Compliance and Supervision Analyst will interact with a variety of stakeholders across the...
Senior Compliance Testing Analyst
Our client, a top 5 bank, is looking for a Senior Compliance Testing Analyst. The Senior Compliance Testing Analyst models strong ethics, integrity, and leadership to promote a positive work environment that fosters collaboration, innovation and synergies. The Senior Compliance Testing Analyst will ...
Sr. Compliance Analyst
Our client, a leading insurancepany, is looking to add a Srpliance Analyst to their team for a 6-month contract. ...
Senior Tax Compliance Analyst
Our client, a big 5 bank, is looking for a Senior Tax Compliance Analyst for an initial 3-month contact with a possibility of extension/conversion. Responsibilities of the Senior Tax Compliance Analyst include:. ...
Compliance Analyst, Canadian Market Conduct - 12 month Contract
Reviewing documentation per standardized compliance process to assess sales practices and other information against regulatory and Foresters/Canada Protection Plan requirements and expectations. Other functional support to the Manager and Compliance team. Representing Compliance at various internal ...
Governance & Controls, and Compliance Analyst Tester - 81549-1
Governance & Controls, and Compliance Analyst Tester. Job Title: Professional - Professional Exception, Governance and Compliance. Regulatory Compliance Management Controls (RCM). ...