Governance & Controls, and Compliance Analyst Tester
Start / End Dates : 12 / 2 / - 8 / 1 /
Work Location (Tax) : 81 Bay 34th Floor
Job Title : Professional - Professional Exception, Governance and Compliance
Target Start Date : November 25, / / Start is likely to be first week of December
Duration : 8 months (to July 31, )
Remote / Hybrid : 1-2 days onsite / / Every Monday and the first Friday of every month. There may be a conference or townhall that happens quarterly and held on a non-scheduled in-office day.
The resource may need to be onsite for these events as well
Office Location : 81 Bay 34th Floor
Work Schedule (hours per week, start time) : 37.5 Hours / week, 9-5 Monday to Friday / / Start and end time can be adjusted but approved by manager first.
Description :
Reporting to the Director, PCB (People, Culture & Brand) Governance & Controls, the Consultant, PCB Governance & Controls will support the business on effective management of operational and business risks within PCB.
A key aspect of the role is to execute all key control testing activities for PCB in accordance with the Bank's Control Framework and The Bank Control & Deficiency Management Policy.
In addition, the Consultant will have advance knowledge of key controls, control description structure, operational risk taxonomy and understanding of control attributes / metadata.
The incumbent will be a collaborative, hands-on consultant in dealing with key partners on risks, key controls, non-key controls and / or deficiencies related to existing Processes, Policies and other Initiatives.
Must Have Requirement :
- Very strong analytical skills Note to suppliers - Please list examples in matrix how candidates reviewed controls to improve them
- Minimum 5 years of Key control testing experience (different than IT / UAT testing)
- Support creation and update of key and non-key controls
- control descriptions
- test questions
- control attributes / metadata
- Experience with :
Financial Process Controls (FPC / SOX)
Operational Process Controls (OPC)
Regulatory Compliance Management Controls (RCM)
Sustainability testing
- Experience hosting walkthrough meetings with control performers
- Analyze risks, processes, controls and artifacts to assess control design and operating effectiveness
Strong Nice to Haves :
- Work Experience at an accounting firm using FPC / SOX controls
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