Our client, a top 5 bank in Canada, is looking for a Compliance Analyst for a 6-month contract, 1-2 days / week in office in downtown Toronto.
This is an excellent opportunity for a Compliance Analyst with a financial services background.
Responsibilities :
- Manage client complaints, including onboarding, e-file creation, and communications; ensure timely handling and regulatory notifications
- Assess, analyze, and investigate complaints; provide recommendations and responses for resolution
- Prepare documentation for regulatory and legal proceedings
- Collaborate with support units, manage email inboxes, and maintain complaint logs
- Recommend policy and procedure improvements based on complaint and regulatory feedback
Requirements :
- 3+ years' of relevant experience working for a large financial institution
- Completion of securities courses such as Canadian Securities Course, Conduct and Practices Handbook Course
- Good knowledge of Canadian regulatory and industry trends
- Experience working within FI specifically Wealth Management or Canadian Banking
- Bilingual in French and English is considered an asset
If you are qualified and interested in discussing this role in more detail, please submit your resume to Anojiha Kirupananthan at [email protected].
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