Senior Compliance Testing Analyst

Randstad Canada
Toronto, Ontario, CA
Temporary
Full-time
Quick Apply

Are you looking to gain experience within a top 5 bank? If so, this is a great opportunity for you!

Our client, a top 5 bank, is looking for a Senior Compliance Testing Analyst. The Senior Compliance Testing Analyst models strong ethics, integrity, and leadership to promote a positive work environment that fosters collaboration, innovation and synergies.

The Senior Compliance Testing Analyst will be responsible for all aspects of assigned testing engagements and monitoring activities.

This is a 6-month contract in Toronto, and there is a chance this contract will extend and convert to full time. This is a hybrid position with 2 days on-site.

Shifts : Monday to Friday / Core business hours

Advantages

  • Gain experience within a top 5 bank
  • Long term contract
  • Competitive pay rate
  • Hybrid role

Responsibilities

As a Senior Compliance Testing Analyst, you will :

  • Plan and execute compliance testing programs, communicating results and documenting regulatory controls.
  • Ensure key regulations and changes are captured in testing programs.
  • Prepare documentation following established policies and standards.
  • Track work efforts against budgets and provide recommendations for control improvements.
  • Lead testing engagements and review the work of other testers.
  • Interact regularly with business personnel to identify and risk-rate control gaps.
  • Participate in business initiatives and contribute to team processes and improvements.
  • Seek and implement process improvements for more efficient value delivery.

Qualifications

MUST HAVE :

  • Strong Communication skills - both written and verbal
  • Operational Audit / Testing experience (5-7 years)
  • Ability to read & interpret regulations and understand how regulations impact business partners
  • Strong Problem Solving & Critical Thinking skills : and ability to recommend value-added solutions, apply critical and strategic thinking to issues and make timely decisions.
  • Strong Collaborative and Relationship Management skills at all levels
  • Time management and Multitasking ability

NICE TO HAVE

  • Accounting designation (i.e. CPA, CA) or Audit Designation (CIA)
  • Risk management certificate
  • Banking experience
  • Wealth management experience

Summary

Interested in the Senior Compliance Testing Analyst role in Toronto? Apply online today!

Candidates moving towards the next step of the recruitment process will be contacted.

Randstad Canada is committed to fostering a workforce reflective of all peoples of Canada. As a result, we are committed to developing and implementing strategies to increase the equity, diversity and inclusion within the workplace by examining our internal policies, practices, and systems throughout the entire lifecycle of our workforce, including its recruitment, retention and advancement for all employees.

In addition to our deep commitment to respecting human rights, we are dedicated to positive actions to affect change to ensure everyone has full participation in the workforce free from any barriers, systemic or otherwise, especially equity-seeking groups who are usually underrepresented in Canada's workforce, including those who identify as women or non-binary / gender non-conforming;

Indigenous or Aboriginal Peoples; persons with disabilities (visible or invisible) and; members of visible minorities, racialized groups and the LGBTQ2+ community.

Randstad Canada is committed to creating and maintaining an inclusive and accessible workplace for all its candidates and employees by supporting their accessibility and accommodation needs throughout the employment lifecycle.

We ask that all job applications please identify any accommodation requirements by sending an email to accessibility@randstad.

ca to ensure their ability to fully participate in the interview process.

14 hours ago
Related jobs
Randstad Canada
Toronto, Ontario

The Senior Compliance Testing Analyst will be responsible for all aspects of assigned testing engagements and monitoring activities. Our client, a top 5 bank, is looking for a Senior Compliance Testing Analyst. The Senior Compliance Testing Analyst models strong ethics, integrity, and leadership to ...

Randstad Canada
Toronto, Ontario

The Senior Compliance Testing Analyst will be responsible for all aspects of assigned testing engagements and monitoring activities. Our client, a top 5 bank, is looking for a Senior Compliance Testing Analyst. The Senior Compliance Testing Analyst models strong ethics, integrity, and leadership to ...

Scotiabank
Toronto, Ontario

As an integral member of the Governance team, you will be at the forefront of upholding the highest standards of accountability and transparency within our Compliance Program. This position promises a wide-ranging exposure to the dynamic realm of Compliance within a global financial landscape, empow...

Scotiabank
Toronto, Ontario

Compliance CCO Opinion Report, Compliance Risk Oversight Committee Report, and Ad Hoc reports). Contributes to the overall success of the Reporting team in Global Compliance and AML ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team's business stra...

S.i. Systems
Toronto, Ontario

Senior Infrastructure Analyst/Test Environment Management Specialist to support integration quality assurance and testing activities. As a Test Environment Management Specialist, you will ensure that Vancity integrates quality assurance and testing activities throughout its software delivery process...

Fidelity Investments
Toronto, Ontario

The Investment Compliance Analyst Sr. Provide summary reporting on compliance program and summarize issues for regular reporting, compliance certifications and consultant queries. Support the FIC Investment Compliance program. Determine needs and prioritization of new initiatives and work with other...

S.i. Systems
Toronto, Ontario

Compliance Analyst to support compliance testing for mutual funds for a large insurance client -. The incumbent will assist with compliance testing, and action plan resolutions for mutual fund and insurance. University or College degree related to accounting, business or compliance. ...

Deloitte
Toronto, Ontario

Perform audits of firm employees' Expense and Corporate Card data along with supporting documentation to determine compliance with policies. Research and/or investigate for non-compliance, high spending, unusual expense trends, falsified or fictitious expenses, mis-categorized and/or misrepresented ...

Brookfield Asset Management, Inc
Toronto, Ontario

Perform management testing for SOX engagements based in North America and prepare working papers in accordance with SOX and audit standards and internal audit procedures. Planning and executing controls testing for assessing the design and operating effectiveness of internal controls, including coor...

Tundra Talent Community
Toronto, Ontario

The Technology team performs the controls testing (Design and Operating Effectiveness) over the Information Technology domains and their processes across the Bank, such as Governance, Security, Service Delivery, Service Support, Applications & Infrastructure Development. Executes assigned technology...