A career as a Senior Analyst in the Communications Surveillance team at National Bank is to assist with surveillance and compliance monitoring for the Financial Markets division of NBC. Update the compliance program policies, procedures on an ongoing basis to account for changes in regulation and ne...
As a Senior Tax Compliance Analyst reporting to the Lead, Tax Compliance, you will be part of a collaborative, agile team responsible for the end-to-end design, testing, maintenance, compliance, and accuracy of the tax software. Are you passionate about revolutionizing the digital tax preparation so...
Perform audits of firm employees' Expense and Corporate Card data along with supporting documentation to determine compliance with policies. Research and/or investigate for non-compliance, high spending, unusual expense trends, falsified or fictitious expenses, mis-categorized and/or misrepresented ...
Managing all aspects of our enterprise database on behalf of the Middle-Office Investment Ops team.Ensure data integrity and accesspliance across systems.Maintaining security master data at one central source and ensure accuracy against the investment team's views.Ongoing data validation between our...
The NTT Data Privacy & Compliance Analyst will be part of the team responsible for privacy & compliance functions within NTT Data a significant component of the job will include performing risk control matrix testing, compliance and privacy incident reporting as well as conducting compliance reviews...
We are looking for an experienced Senior IT Compliance Analyst to support and maintain DECIEM’s IT governance, risk management, processes & controls and overall compliance. You have 3-4 years of experience in IT Audit, SOX Compliance, or Information Systems Risk Management & Governance. ...
The Cybersecurity Controls Compliance Lead Analyst will focus on assessing, testing, and reporting Global and Deloitte Firm compliance with applicable Global Cybersecurity standards at the level of individual controls, and providing subject matter expertise to Global and Deloitte firms to support an...
The Transportation and Customs Compliance Analyst will support the seamless movement of freight through the supply chain including assisting with the classification process, tracking and tracing, updating systems and reporting to internal partners. This role typical reports into Customs Compliance &...
The IT Security Compliance Analyst works closely with various departments to ensure that compliance requirements are understood and met. Join Team CARFAX as an IT Security Compliance Analyst. The IT Security Compliance Analyst is responsible for ensuring that the organization’s information systems a...
Reporting to the Associate Director of Reporting and Corporate Finance, the Senior Assurance and Compliance Analyst, is responsible for evaluating, implementing and testing SAIT’s in internal control program. The Senior Analyst shall also be responsible for ensuring that financial processes and syst...
The Compliance Analyst will work closely with the Supervisor, Questrade Wealth Management, other compliance teams and business units to support the Questrade Wealth Management compliance program, which includes, reviews, monitoring, escalation and reporting in accordance with our documented policies...
Reporting to the Senior Manager, Canadian Banking Compliance, the Senior Compliance Officer (SCO) will be a member of the Canadian Banking Compliance (CBC) team, and will: a) provide guidance, oversight and expertise to Canadian Banking businesses on regulatory requirements and controls, and assist ...
Review and approve institutional, retail and private client marketing and sales communication materials for AGF Investments’ global investment management and private client entities to ensure compliance with regulatory requirements (including website content, product profiles, sales presentations, v...
Our client, a top 5 bank, is looking for a Senior Compliance Testing Analyst. The Senior Compliance Testing Analyst models strong ethics, integrity, and leadership to promote a positive work environment that fosters collaboration, innovation and synergies. The Senior Compliance Testing Analyst will ...
CWB Financial Group operates in compliance with policies and procedures by checking front-line activities, measuring and reporting on compliance and risk areas, and identifying opportunities and actions for improvement in processes and internal controls. Provide reporting and analysis to the Regulat...
La répartition des tâches et responsabilités liées à ce poste comprend, sans s'y limiter :.Soutenir les différentes unités commerciales et l'équipe de Conformité dans le maintien de la conformité à la législation, des obligations contractuelles et des politiques de TransUnion.Aider/consulter les uni...
Our client, a top 5 bank, is looking for a Senior Compliance Testing Analyst. The Senior Compliance Testing Analyst models strong ethics, integrity, and leadership to promote a positive work environment that fosters collaboration, innovation and synergies. The Senior Compliance Testing Analyst will ...
The Senior Operational Compliance Analyst will be responsible for assisting with operational compliance matters for the real money interactive sportsbook and online casino under any of the Penn National Brands. This role will serve as a resource to the Regulatory Compliance Manager, Casino and Sport...
Our client is seeking a financial analyst to join the Risk Oversight & Compliance Division of the Financial Risk Management Division. The Financial Analyst will provide risk analysis and consultancy for risk-based decision-making and management advice. ...
Reporting to the Associate Vice-President, Compliance Strategic Initiatives, the Compliance, Systems Analyst will be the systems expert for the Compliance Team supporting their tools, including those used for communications monitoring (email/social/text), trading supervision and internal databases. ...
IT Risk and Compliance Analyst plays an integral role within the IT Governance, Risk and Compliance (GRC) team of HOOPP’s Project Management Office and Governance (“PMO & Governance”). IT Risk & Compliance Analyst is expected to support include risk reporting (KRIs & KPIs), risk assessments, monitor...
Coordinate with and support our in-house team, various portfoliopany teams and service providers.Perform management testing for SOX engagements based in North America and prepare working papers in accordance with SOX and audit standards and internal audit procedures.Planning and executing controls t...
Perform audits of firm employees’ Expense and Corporate Card data along with supporting documentation to determine compliance with policies. Research and/or investigate for non-compliance, high spending, unusual expense trends, falsified or fictitious expenses, mis-categorized and/or misrepresented ...
The Ballard IT Security Team has an exciting opportunity for an IT Compliance and Privacy Analyst at the corporate head office in Burnaby. Maintaining the IT Compliance Program in alignment with internal and audit requirements. ...
We are currently seeking a Cybersecurity Compliance Analyst to join our Compliance team. In this role, the successful candidate is expected to conduct branch audits across Canada to review activities related to cybersecurity governance and compliance of CI Assante Wealth Management’s independent adv...