Sr Auditor - AML

Senior Auditor / Audit Associate Job Description

Position Summary

The Senior Auditor / Audit Associate conducts independent assessments of internal controls under the supervision of a Lead Auditor . Responsibilities include evaluating risk, testing controls, and contributing to audit reports for management. Depending on the assignment, the Senior Auditor may supervise junior auditors and serve as a deputy to the Lead Auditor .

Key Responsibilities

• Perform audit planning, fieldwork, and assessments of BSA / AML internal control frameworks .
• Independently conduct risk analysis, testing, and interviews to evaluate control effectiveness.
• Identify strengths, weaknesses, and root causes of audit findings, providing actionable recommendations.
• Ensure clear communication with auditees to prevent surprises and resolve issues promptly.
• Present findings in debriefings and final audit reports to Internal Audit Management and relevant stakeholders.
• Escalate concerns or delays to the Lead Auditor / Local Head of Audit as needed.
• Track and verify corrective actions taken by management before closing recommendations.
• Maintain organized audit documentation and regulatory compliance awareness.

This role requires independent judgment, strong analytical skills, and effective time management to meet audit deadlines and maintain quality assurance.