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Audit manager • halifax ns
Audit Manager, Internal Audit US RBC AML / Compliance
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Baker TillyDartmouth, Nova ScotiaAudit Manager, Internal Audit US RBC AML / Compliance
Royal Bank of Canada>HALIFAX, CanadaJob Summary
Job Description
What is the Opportunity?
As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML) practices for all of the business lines within RBC (i.e., US Capital Markets, US Wealth Management, Global Asset Management, WFC branch and the NY Credit Branch) and City National Bank (CNB) in the US.
The ideal candidate will support the US and CNB Director for IA CUSO with effective audit execution and issue remediation on all Financial Crimes & AML matters and will be able to work in a dynamically changing environment and act as a trusted advisor to the business.
What will you do?
- Be part of a team of professional auditors responsible for audits with a focus on AML / Compliance and other support functions in the U.S.
- Lead by example by collaborating with teams across IA to effectively plan and execute audits.
- Maintain effective working relationships with key stakeholders ensuring they get maximum value from engagement work.
- Conduct periodic meetings with business to provide updates on audit results and status of open audit issue.
- Coordinate and escalate regional issues to the Director for IA US
- AML / Compliance and Other Support Functions, Deputy US CAE, and US CAE in accordance with the IA escalation model.
- Assist with the validation of regulatory matters issued by relevant regulatory bodies, including the Office of the Comptroller of the Currency (OCC).
- Assist in presenting regulatory validation approaches and results to IA Senior Management, including preparation of materials
- Work together with the Director for IA US AML / Compliance and Other Support Functions and Deputy US CAE to shift the capabilities of team members towards a predictive insight driven organization.
- Work together with the Director for IA US AML / Compliance and Other Support and Deputy US CAE to create networks and relationships with key stakeholders, to ensure their team is equipped with the right data, capabilities and tools for data analysis
What do you need to succeed?
Must-Have
Nice-to-Have :
What's in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities and achieving success that is mutual.
LI-Hybrid
LI-POST
Job Skills
Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented
Additional Job Details
Address :
120 WESTERN PKY : BEDFORD
City : BEDFORD
Country : Canada
Work hours / week : 37.5
Employment Type : Full time
Platform : INTERNAL AUDIT
Job Type : Regular
Pay Type : Salaried
Posted Date : 2025-03-14
Application Deadline :
2025-04-30
Note : Applications will be accepted until 11 : 59 PM on the day prior to the application deadline date above
I nclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
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